14–18 Sept 2025
Piraeus, Greece
Europe/Athens timezone

Artificial Intelligence-Enhanced Multivariate Process Control for Gearbox Failure Monitoring via Principal Components Analysis and Machine Learning.

Not scheduled
20m
Piraeus, Greece

Piraeus, Greece

Statistical Process Monitoring

Speaker

Susana Barceló Cerdá (Universitat Politècnica de València)

Description

This work presents a methodology for condition monitoring of spur gearboxes based on AI-enhanced multivariate statistical process control. Gearboxes are critical components in rotating machinery, and early fault detection is essential to minimize downtime and optimize maintenance strategies. Vibration signals are a non-invasive means to assess gearbox conditions under varying load and rotational speed conditions.

Condition indicators (CIs) are extracted from the time, frequency, and time-frequency domains to capture relevant features of the vibration signals. These indicators are fused into a multivariate data matrix and analyzed using Principal Component Analysis (PCA). Control limits are established using Hotelling’s $T_A^2$ and Squared Prediction Error (SPE) statistics to identify deviations from healthy behaviour.

To enhance diagnostic capabilities, simulated faults with different degrees of severity are introduced and classified using a Random Forest model. This hybrid approach enables early fault detection and severity assessment by combining multivariate control charts with machine learning-based classification.

All signal processing, statistical analysis, and machine learning modelling were performed in R software, an open-source environment suited for multivariate and predictive analytics.

The results demonstrate that the proposed methodology effectively detects incipient faults and distinguishes between different fault levels, providing a valuable tool for smart maintenance in industrial applications.

Classification Both methodology and application
Keywords Predictive maintenance, Gearbox condition monitoring, Fault detection, Multivariate statistical process control (MSPC), Condition indicators, Vibration signal analysis.

Primary authors

Mr Antonio Pérez-Torres (Universidad Politécnica de Valencia) Dr Bernardo Lagos-Álvarez (Universidad de Concepción) Susana Barceló Cerdá (Universitat Politècnica de València)

Presentation materials

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